Robert Greifeld, Chief Executive Officer
Bob Greifeld assumed leadership of NASDAQ in 2003, when the company's primary business was operating one equity market in the U.S. Today, NASDAQ OMX is a leading participant in the exchange and technology sector.
Bruce Aust, Executive Vice President
Bruce Aust leads the new listings and capital market business as well as global business development and relationship management with the 3,300 companies listed on NASDAQ OMX.
Anna Ewing, Executive Vice President
Anna Ewing is responsible for Global Technology Solutions and the Market Technology business unit, which deliver transformative solutions to customers around the world.
Meyer Frucher, Vice Chairman
Meyer "Sandy" Frucher manages global exchange relationships and advises the executive team. He joined NASDAQ OMX from The Philadelphia Stock Exchange in 2008.
John Jacobs, Executive Vice President
John Jacobs leads Global Information Services, which is responsible for all aspects of our information product business development, including the creation and licensing of strategy indexes.
Hans-Ole Jochumsen, Executive Vice President
Hans-Ole Jochumsen leads Transaction Services Nordics, an integrated marketplace of eight independent Nordic and Baltic exchanges offering trading and clearing for futures, options and OTC products.
Edward S. Knight, General Counsel
Ed Knight provides legal counsel to senior management and leads many NASDAQ OMX teams, including legal, government relations, listing qualifications, market regulation, corporate governance and the office of economic research.
Brad Peterson, Chief Information Officer
Brad Peterson runs the Global Technology Services group, which develops and delivers innovative, cost efficient and short time-to-market technology solutions to our business partners and customers around the world.
Lee Shavel, Chief Financial Officer
Lee Shavel is responsible for all aspects of financial management at NASDAQ OMX, including accounting, financial planning and analysis, investor relations, treasury, internal reporting, corporate operations and risk management.
Senior Vice Presidents
Conny Andersson is Senior Vice President of Clearing and Nordic Markets at The NASDAQ OMX Group, Inc. In this role, he oversees the development, delivery and support of the Nordic and Baltic market systems, including the systems used for Equity and fixed income trading, derivatives trading and clearing, Nordic Central Counterparty (CCP) post-trade infrastructure, market data, and back-office services. Additionally, he oversees the coordination of Nordic IT initiatives and the development and support of clearing solutions to NASDAQ OMX Market Technology customers.
Mr. Andersson has more than 16 years of experience in the development and deployment of trading and post-trade solutions. Prior to his current role, he was Vice President at NASDAQ OMX where he led the implementation of the Nordic IT roadmap, involving a major upgrade of the Nordic trading and clearing systems to company’s Genium INET and INET platform. He also held various positions with OMX overseeing infrastructure initiatives for the Nordic market systems as well as back-office services and solutions to banks and brokers.
He holds a Master of Science degree in Electronics from Lund University in Lund, Sweden.
Magnus BillingSenior Vice President, President of NASDAQ OMX Stockholm and Head of Nordic Fixed Income and Baltic Markets
Magnus Billing is Senior Vice President, President of NASDAQ OMX Stockholm and Head of Nordic Fixed Income and Baltic Markets. He was previously Chief Legal Counsel and Senior Vice President of NASDAQ OMX Group, Inc., and responsible for legal and market surveillance operations in Europe.
Mr. Billing has been working in the exchange industry since 2001. Prior to his current role, he was the General Counsel of OMX and led the negotiations around the consolidation of the OMX Nordic Exchanges. He is a member of the NASDAQ OMX Listing Committee, secretary in the Board of Directors of the NASDAQ OMX Nordic Foundation, and serves as an alternate director of the Swedish Corporate Governance Code Board of Directors. He holds a degree in law from the Stockholm University.
Charlotte Crosswell is responsible for pan-European business development for the NASDAQ OMX Group. Prior to joining NASDAQ OMX Europe, Ms. Crosswell was a Partner and the head of Business Development at Pension Corporation, a London-based pension management firm.
Prior to joining Pension Corporation, Ms. Crosswell was head of International Listings for The NASDAQ Stock Market, Inc and she has also held a number of management positions at The London Stock Exchange, including Head of International Business Development. Ms Crosswell started her financial services career at Goldman Sachs in European Equity Sales in 1995. Ms. Crosswell has a BA (Hons.) in French from the University of Southampton, UK.
Joan Conley is Senior Vice President and Corporate Secretary of The NASDAQ OMX Group, Inc. and subsidiary organizations. She is responsible for the Global NASDAQ OMX Corporate Governance Program, the NASDAQ OMX Global Ethics and Compliance Program and the NASDAQ OMX Educational Foundation.
Ms. Conley is a contributor to NACD publications including the NACD Blue Ribbon Commission 2013 Report on Talent Development: A Boardroom Imperative and the 2011 Report on Effective Lead Director. Ms. Conley received the "The Best Corporate Secretary in an M&A Transaction" award by Corporate Secretary Magazine in 2008.
Prior to joining NASDAQ in 2001, Ms. Conley was the Senior Vice President and Corporate Secretary at the NASD (now FINRA) from 1994 – 2001 and Director of Human Resources from 1986 – 1994. Prior to her tenure at NASD (FINRA), Ms. Conley was a Research Associate/Writer at the National Academy of Sciences in Washington, D.C. and Business Analyst at an advertising agency in Chicago, Illinois.
Ms. Conley holds a Bachelor’s of Arts/Science with a double major in Economics and Communications from Dominican University and a Master’s of Science, with honors, in Industrial & Labor Relations from Loyola University of Chicago. Ms. Conley studied Economics at the London School of Economics and the University of London.
Ms. Conley serves on the Board and Audit Committee of two non-profit organizations in Washington, D.C. and mentors several young women.
Michael Cotter is the Senior Vice President of the Corporate Solutions business at Nasdaq OMX. In this role, Mr. Cotter is responsible for managing all aspects of the Corporate Solutions business, including strategy, product development and operations. The Corporate Solutions business provides SaaS platforms, products and consultative services that serve the needs of strategic functions within the enterprise: Investor Relations, Public Relations, Corporate Communications, Marketing, Corporate Governance and Board of Directors. Nasdaq OMX Corporate Solutions is the global market leader, working with 10,000 companies worldwide including 90% of the Fortune 500, 96% of the S&P 500, 81% of the FTSE 100 and 90% of the DAX 30.
Mr. Cotter joined Nasdaq OMX in 2013 via the acquisition of Thomson Reuters’ Investor Relations, Public Relations and Corporate Communications business, where he was the Global Managing Director of the business. Prior to Thomson Reuters, Mr. Cotter held senior leadership positions at CCBN Inc., FreeMarkets, Inc, IBM and Lotus Development Corporation. Mr. Cotter has a degree in MIS from the University of Massachusetts, and an MBA from the University of Texas at Austin.
Nelson Griggs has been with NASDAQ OMX since 2002 and currently serves as Senior Vice President of the Global Corporate Client Group, heading up North American sales and the Asia Pacific region. Mr. Griggs was previously Vice President of New Listings, leading NASDAQ’s efforts to deliver the benefits of a superior market structure and value-added services to prospective listed companies.
Mr. Griggs has also served as a Managing Director, where he worked with currently listed NASDAQ companies. Prior to his tenure at NASDAQ, Mr. Griggs worked for Fidelity Investments and a San Francisco based start-up. He serves as a Member of Executive Board at The Executive Council. Mr. Griggs graduated from Denison University in Granville, OH.
Ronald Hassen is Senior Vice President and Finance Controller of NASDAQ OMX Group, Inc., a position he has held since March 2002. He is also the company's Principal Accounting Officer. Mr. Hassen also served as interim Chief Financial Officer from February 2011 to September 2011. Previously, Mr. Hassen served as Treasurer from November 2002 through January 2007.
Prior to joining NASDAQ OMX, Mr. Hassen served as Controller of Deutsche Bank North America, after the company's acquisition of Bankers Trust Company. Mr. Hassen served as Principal Accounting Officer at Bankers Trust until the acquisition by Deutsche Bank in 1999.
Dr. Frank M. Hatheway is Chief Economist of the NASDAQ OMX Group Inc., and leads the Economics & Statistical Research Department. His team is responsible for a variety of projects and initiatives in the U.S. and Europe to improve market structure, encourage capital formation, and enhance trading efficiency. A regular participant in industry events for both issuers and traders, he has appeared before the Securities and Exchange Commission and the U.S. Congress to discuss a variety of issues around the equities and derivatives markets. His recent projects include identifying the causes of the May 6, 2010 market break, evaluating enhancements for the markets, and exploring the implications of the current round of proposed exchange mergers.
Dr. Hatheway's background prior to joining NASDAQ OMX combines academics and regulation with industry experience. Frank was a finance professor at Penn State University and a researcher in market microstructure. He has authored academic articles in the Journal of Finance, Journal of Financial Intermediation and other leading finance journals. He has served as an Economic Fellow and Senior Research Scholar with the U.S. Securities and Exchange Commission, worked as a derivatives trader, and earned his Ph.D. in Economics from Princeton University.
Brian Hyndman is Senior Vice President, of Global Data Products for The NASDAQ OMX Group, Inc., responsible for the creation and dissemination of valuable information from the quoting and trading in NASDAQ OMX's trading systems worldwide. He oversees various teams, including Sales, Product Management, Content Administration & Policy, and New Business Development.
He previously was Senior Vice President of NASDAQ OMX Transaction Services U.S., responsible for running the firm's U.S. equities trading platforms, including The NASDAQ Stock Market, NASDAQ OMX BX and NASDAQ OMX PSX.
Prior to joining NASDAQ in 2004, he was President of BRUT, an electronic communications network (ECN) that competed with the various equity markets in the U.S. While at BRUT, he oversaw the firm's merger with Strike Technologies in 2000, the sale of BRUT to Sungard Data Systems in 2002 and eventual sale of BRUT to The NASDAQ in 2004.
Before BRUT, he was Vice President of Execution Services for the National Discount Brokers Group. He holds a BA degree in Psychology from the State University of New York at Oswego, as well as numerous licenses from National Association of Securities Dealers (now FINRA), including series 4, 7, 24, 27, 53 and 63.
Peter JessupSenior Vice President of Global Software Development and Head of Development for Market Technology Systems at The NASDAQ OMX Group, Inc.
Peter Jessup is Senior Vice President of Global Software Development and Head of Development for Market Technology Systems at The NASDAQ OMX Group, Inc. In this role, he leads the software design, development and support functions for many of the Company’s leading trading and clearing solutions, including GENIUM INET Trading and X-stream INET Trading, X-stream CSD and Clearing, and Sentinel Post- trade Risk Management, serving a global client base.
Peter has more than 30 years of experience in designing, building, and supporting IT systems in the financial services sector. Since joining Company in 1996, he has held various technology roles, including product manager for the X-stream trading platform and as a technical architect and system designer supporting several exchanges and market operations worldwide.
Prior to NASDAQ OMX, Peter spent several years at Tandem Computers as a Securities Industry Expert. He also worked with the New Zealand Stock Exchange, where he designed and developed the FASTER system which provided electronic messaging between the Exchange’s Settlement Systems and five different Share Registry Systems to streamline transfers.
Adam Kostyál is Senior Vice President of Corporate Client Group Europe. In addition to NASDAQ OMX Nordic Exchanges, where we have close to 800 companies listed, Adam is also responsible for the more than 120 European companies that are either primarily listed or dual listed on the NASDAQ Stock Market in the U.S.
Adam has been with NASDAQ OMX for the past 10 years. He started his career at OMX as a Sales Director, and then became Head of the Strategic Initiative Groups in 2006. Most recently, Adam was Vice President of Market Technology Sales responsible for sales, account management, and business development for the Eastern and Western Europe.
Prior to NASDAQ OMX, Adam held various positions with Enron, Cell Network and Bloomberg. He holds a BSc in Economics and Marketing from Vrije Universiteit de Bruxelles and speaks four languages including English, Swedish, Italian and French.
Jean-Jacques Louis is Senior Vice-President of Corporate Strategy at The NASDAQ OMX Group, Inc. In this role, he is responsible for the strategic and financial analyses and execution of all corporate and business unit investments such as merger and acquisitions, joint-ventures and other business combinations.
Jean-Jacques has been a financial professional in the capital markets and investment banking industries since 1992. Prior to joining NASDAQ OMX in 2004, he was an M&A banker with UBS Investment bank in New York, NY in its Financial Institutions Group. In this role, Jean-Jacques provided counsel and executed a number of US and international transactions in the financial institutions, financial technology and broker-dealer industries.
He started his career with Viel Tradition where he led the development of the short-term interest rate derivatives desk (interest rate swaps, forward rate agreements, swaptions, cap/floor). Viel Tradition is one the largest interbank dealers in the world. Jean-Jacques received a Master of Science in Management from the Reims School of Management at Reims, France and an MBA from Dartmouth's Tuck School of Business in Hanover, NH.
Robert H. McCooey, Jr. is a Senior Vice President of NASDAQ OMX and is responsible for Relationship Management with NASDAQ’s 2,800 listed companies. Previously, Mr. McCooey ran New Listings and the Capital Markets Group at NASDAQ. In this role, Mr. McCooey managed NASDAQ’s new listings efforts domestically, in the Americas and throughout the Asia Pacific region. Formed in 2006, the Capital Markets Group is primarily responsible for venture capital, private equity, and investment banking outreach and works to further NASDAQ OMX’s mission to support their business goals and growth plans. Mr. McCooey joined NASDAQ in December 2006.
Prior to joining The NASDAQ Stock Market, Inc., Mr. McCooey founded and served as the Chief Executive Officer of The Griswold Company from 1988 until 2006. He was a member of the New York Stock Exchange Board of Executives from 2003 – 2006. Mr. McCooey served on the NYSE’s Group Market Performance Committee, was chairman of the NYSE’s Technology and Planning Oversight Committee and served on the Boards of the NYSE Foundation, the Securities Industry Automation Corporation (SIAC) and the Committee for Review, part of NYSE Regulation. He is a member of the National Organization of Investment Professionals (NOIP).
Mr. McCooey attended the College of Holy Cross.
Paul McKeown is a Senior Vice President of the Corporate Solutions business of NASDAQ OMX and is responsible for Sales, Service & Client Operations. In this role, Mr. McKeown manages the global expansion of the Corporate Solutions business as well as global customer support and operations for the Corporate Solutions products. Following the acquisition of the Corporate Services business of Thomson Reuters in 2013, NASDAQ OMX Corporate Solutions provides technology, analytics and consultative services for investor relations, public relations, corporate secretaries, governance and communications professionals.
Previously, Mr. McKeown was Vice President of Market Technology and Global Head of NASDAQ OMX’s compliance and surveillance offerings. Paul joined NASDAQ OMX in 2000, and has 18+ years of sales and marketing experience within financial markets across Asia-Pacific, Europe and the Americas. He has been involved in a wide spectrum of sectors including retail banking, international treasury, retail and institutional securities, trade finance, investment banking, exchange trading, clearing and settlement.
Paul was educated in the United Kingdom and holds a BA (Hons) in Business from Nottingham University. He gained his Asia-Pacific regional experience during his 12 years living in Sydney. Paul has been based in New York since 2009.
Ann Neidenbach is responsible for overseeing the development and delivery teams for our U.S. and Nordic Markets. By combining the oversight of our market systems under Ann’s leadership, NASDAQ can leverage common architecture, technology and processes that are aligned with best practice standards.
Ann most recently served as Senior Vice President of Global Technology Products and Services for The NASDAQ OMX Group, managing the strategic planning and development of the Global Technology products and services for NASDAQ OMX markets and commercial offerings. She was also responsible for the delivery team serving Market Technology customers across the globe.
Ann rejoined NASDAQ OMX from Citi, where she served as Managing Director and was responsible for the technology, infrastructure and support of Citi's Electronic Trading Group in the U.S., Europe, and Asia. Prior to this, she was Global Head of Operations for Lava Trading Inc, managing all aspects of Lava's operations of its equities and F/X platforms, overseeing 24/7 datacenter and network operations, customer support, market data development, and business services support.
Ann previously spent nearly 20 years at NASDAQ OMX and held positions as COO/CIO of NASDAQ Europe and NASDAQ Deutschland. She was responsible for defining the market structure and technology solution for NASDAQ's European markets. Ann also served as VP of Trading Application Services, where she was responsible for overseeing the application development efforts for the NASDAQ Trading Systems.
Brian O'Malley is Senior Vice President and General Auditor for NASDAQ OMX Group, Inc. In this role, he reports directly to the Audit Committee and the Board of Directors. Brian oversees the internal audit function, which assesses the risk and controls for all products, and services offered to NASDAQ OMX clients. Prior to NASDAQ OMX, he held various positions at the United States General Accounting Office, JP Morgan and First USA Bank. He has extenisve experience in systems development, security, internal audit and program evaluation.
Brian has a Master of Science in Information Systems from George Mason University, a Bachelors of Science in Accounting from Saint Vincent as well as the Executive Information Systems Program at the University of Pennsylvania at Wharton.
Lars Ottersgård is Senior Vice President and Head of NASDAQ OMX Market Technology, which provides technology solutions and services to the exchange and financial services industry globally. Market Technology consists of: Sales (represents the full capability of NASDAQ OMX to exchanges, clearinghouses and CSD's); Advisory & Training Services (provides professional services and consulting to the exchange and financial services industry); SMARTS (offers leading market surveillance and broker compliance solutions to the exchange and financial industry); and Business Control (an internal function which supports Market Technology in achieving its strategic objectives through financial analysis and planning).
Mr. Ottersgård joined OMX in 2006 as Global Head of Sales for the company's commercial technology business, and has been in his current role with NASDAQ OMX since 2008. Prior to joining OMX, Mr. Ottersgård held various positions at IBM for twenty years, where he covered the Nordic and European markets, and was most recently a senior executive for strategic outsourcing for the Distribution and Communication industries.
Lauri RosendahlSenior Vice President of Nordic Equities within NASDAQ OMX Transaction Services Nordic
Lauri Rosendahl is Senior Vice President of Nordic Equities and Equity Derivatives within NASDAQ OMX Transaction Services Nordic. He is responsible for equity and derivative trading and products at NASDAQ OMX Group in the Nordic Region and is also President of NASDAQ OMX Helsinki Ltd.
Since joining NASDAQ OMX in May 2009 until February 2013, Mr. Rosendahl was Head of Product Management for Nordic Equities and Nordic Equity Derivatives. During this time, NASDAQ OMX Nordic implemented CCP clearing for cash equities and launched INET trading system for cash equities and GENIUM INET for equity derivatives. From January 2012 to February 2013, he was, in parallel, also overall responsible for the Baltic and Armenian operations of NASDAQ OMX, during which time the Baltic operations was re-organized and integrated into one regional operation.
Mr. Rosendahl has over 20 years of experience in the financial markets, having held several senior management positions within securities trading, equity research and investment banking with several banks and brokers including Deutsche Bank, ABN Amro / Alfred Berg, Carnegie and Kaupthing. He also has a long renowned career as a telecom equipment analyst, in particular for his highly ranked research work on Nokia.
As Head of the Helsinki Stock Exchange, Mr. Rosendahl is also a board member of the Securities Market Association in Finland, which is responsible for Corporate Governance and Takeover issues in Finland.
Mr. Rosendahl has been a founding member of The Finnish Financial Analyst Society and a board member from 1989 to 1993. He has further acted as member of the board of The Finnish Brokers' Association (1992-1996, 2004-2005), The Private Brokers' Association (1992-1996) and on the Supervisory Board of the Helsinki Stock Exchange (1993-1995). Mr. Rosendahl has also acted as a Member of the Board in the Finnish Deposit Guarantee Fund (2008 – Feb 2009).
Johan Rudén is Senior Vice President of Transaction Services Nordic at NASDAQ OMX and responsible for market operation and the post-trade business, including developing the Nordic Clearing House, for the Nordic Exchange business.
He is Chairman in the Board of Directors of the of NASDAQ OMX Broker Services. Johan Rudén has been working in the exchange industry since 2000. Prior to his current role he was President for the Baltic Markets business. He holds a Master of Science in Industrial Economics from the Royal Institute of Technology in Stockholm.
Bjørn Sibbern is Senior Vice President Transaction Services Nordic. He is heading Commodity Markets and Broker Services at NASDAQ OMX Group in the Nordic Region and is President of NASDAQ OMX Copenhagen A/S.
In his role, Bjørn Sibbern brings experience from both sides of the transaction business. From 2006 to 2008 Mr. Sibbern was Director for E*TRADE Bank A/S and prior to that he was responsible for all companies and ETFs and funds listed at OMX in Sweden, Finland and Denmark. Before OMX he traded Nordic equities, a background he had acquired as head of trading at Stocknet Norway and E*TRADE Bank Denmark. As Head of the Copenhagen exchange, Mr. Sibbern is also a board member of the Committee for Corporate Governance under the Danish Ministry of Economic and Business Affairs.
Jeremy Skule is Senior Vice President and Chief Marketing Officer of The NASDAQ OMX Group, Inc. In this role, he is responsible for the NASDAQ OMX Global Marketing Group and all corporate communications. Mr. Skule brings more than 15 years of global brand building experience to our team, including a special emphasis on reputation/issue management, integrated business marketing, strategic communications and investor relations--in both agency and corporate settings. Mr. Skule joined NASDAQ OMX in 2012, having previously served as the Chief Communications Officer at MF Global, Senior Vice President and Partner at Fleishman-Hillard, and Vice President at Ruder Finn.
Bryan Smith joined NASDAQ OMX in 2012 and is responsible for all aspects of global human resources, including HR business advisement, talent management, compensation, benefits, and recruitment.
Mr. Smith previously served as an executive compensation advisor to the senior management team of NASDAQ OMX for six years. Mr. Smith was a founding Partner with Meridian Compensation Partners LLC, an independent executive compensation advisory firm. At Meridian, Mr. Smith provided advice to Boards of Directors and senior management teams on the full range of executive and Board of Director compensation issues.
Prior to his tenure at Meridian, Mr. Smith was a Principal at Hewitt Associates LLC (now Aon Hewitt), a global human resources consulting and outsourcing firm. At Hewitt Associates, Mr. Smith held various senior HR outsourcing and consulting roles. In outsourcing, he served as a Multi-Process Transformation Leader and a Defined Contribution Practice Leader. In consulting, he advised companies and Boards of Directors on talent management, executive compensation, and broad-based total rewards. He also provided HR consulting services to companies undergoing corporate transactions, including mergers, acquisitions, divestitures, IPOs, spin-offs, joint ventures, and other restructurings.
Mr. Smith is the author of several articles and speeches covering, among other topics, trends in executive compensation, Board of Director pay, executive severance, and corporate transactions. He earned a Bachelor of Arts degree, with honors, in Economics from Boston College and an M.B.A., with distinction, from New York University’s Leonard N. Stern School of Business with concentrations in Finance, Management, and International Business.
Lex Speal is Senior Vice President of Corporate Finance for the NASDAQ OMX Group, Inc., and responsible for leading the firm's financial planning activities. Reporting to the CFO, Lex's team provides long-range financial forecasting, annual budgets, intra-year forecasts, product profitability tracking and internal management reporting that help the achieve the solid financial record and fiscal discipline the company is known for.
The team also provides financial support to the corporate support organizations (Legal, Finance, Facilities, Corporate Services, HR).
Peter Strandell is the Senior Vice President and Group Treasurer for The NASDAQ OMX Group. As the Treasurer, Strandell oversees the Group's Debt/Funding, Asset and liquidity management. In this position he is also responsible for all Counterparty, Currency, Interest rate and Foreign Exchange rate Risk Management.
In addition to Managing Treasury Services, Mr Strandell also oversees the Risk Management in the Groups Clearing Houses. Since assuming his position, Mr Strandell has been the financial architect over NASDAQ OMX transformation to a solid Investment Grade company with a well diversified debt structure and access to multiple sources of capital.
Since the break out of the financial crises in 2008, Peter and his Risk Management team has been focused on implementing new capital adequacy and liquidity models which improves the Groups capacity to better navigate and withstand financial turmoil. Before the current role, Mr Strandell was the Group Treasurer for the Nordic Exchange group, OMX AB, which he joined 1998.
He holds a degree in Business Administration and Finance from Stockholm University. Peter Strandell also serves at the Board of the Swedish American Chamber of Commerce, New York (SACC).
Dean Tilsley is the Senior Vice President and Global Head of Corporate Operations for NASDAQ OMX. Corporate Operations oversees a number of essential business functions, including leadership of the company’s Enterprise Risk Management program, Crisis Management and Business Continuity Programs, Strategic sourcing and vendor management; Corporate Systems including providing core business systems for the financial reporting, financial analysis, human resource, purchasing and billing; Administering financial compliance oversight and Facility Management which incorporates the daily facility operations, security and strategic real estate initiatives for all NASDAQ OMX locations.
Mr. Tilsley previously served as the Senior Vice President in Finance and Divisional CFO for Media at Reuters and the Head of Financial Planning and Analysis for Associated Press Television News (APTN) in London. He has Bachelor of Commerce (with honors) from Otago University (New Zealand) and a MBA from Imperial College London.
Bob Waghorne is Senior Vice President of Derivatives Technology for NASDAQ OMX Group, Inc. Mr. Waghorne is currently responsible for the company's technology solutions for derivatives clearing and risk platforms, Corporate Solutions business, and Index distribution. He has over 20 years experience in managing software solutions, including 11 managing the technology development of systems and platforms that run NASDAQ OMX's exchanges.
Mr. Waghorne has extensive experience leading large scale technology integrations, including the migration of INET into the NASDAQ trading system, and incorporating NASDAQ OMX technology into its seven exchanges in the Nordics after NASDAQ's acquisition of the OMX Group in 2008. Prior to joining NASDAQ OMX, he was the Director of OTC and Floor Broker Technology at the Chicago Stock Exchange. He also was a management consultant with KPMG Peat Marwick and IBM Consulting
Thomas A. WittmanSenior Vice President, Transaction Services, U.S., Head of U.S. Options & Derivatives
Thomas A. Wittman is Senior Vice President of NASDAQ OMX, President of NASDAQ OMX PHLX, and Head of U.S. Equities and Derivatives, a division of the NASDAQ OMX U.S. Transaction Services business. Based in Philadelphia, Mr. Wittman is responsible for the management and operations of NASDAQ OMX’s three options markets, the futures market, and three equities markets.
Through the acquisition of NASDAQ OMX PHLX, formerly The Philadelphia Stock Exchange, Mr. Wittman joined the NASDAQ OMX Group in 2008. He was formerly Senior Vice President of The Philadelphia Stock Exchange (PHLX) responsible for managing the development of software and services for the exchange. In this capacity, Mr. Wittman supported the Electronic Equity Trading business, Equity Options business, PBOT futures business and the surveillance and back office systems that support those businesses.
Mr. Wittman was also responsible for leading a team in transitioning the PHLX options business from an open outcry, floor-based specialist system to an advanced electronic / hybrid system. With this advancement, the exchange was able to attract new liquidity and order flow providers resulting in increased options market share.
John Zecca is Senior Vice President of MarketWatch and head of market regulation for the U.S. markets operated by The NASDAQ OMX Group, Inc. He is also chief regulatory officer of NASDAQ OMX BX, Inc. In these capacities he oversees a team of regulatory analysts, programmers and attorneys responsible for maintaining fair and orderly markets. He also oversees regulatory services performed by FINRA for NASDAQ's markets. Mr. Zecca previously served as NASDAQ's senior corporate counsel and was responsible for public company compliance and mergers and acquisitions. He is a frequent speaker on market regulation, corporate governance and Sarbanes-Oxley issues.
Prior to joining NASDAQ OMX, Mr. Zecca served as legal counsel to an SEC commissioner and in the SEC's Office of General Counsel. He practiced corporate securities law at the firms of Hogan & Hartson (now Hogan Lovells) and Kaye Scholer. He served as law clerk for the Hon. John H. Pratt of the United States District Court for the District of Columbia. Mr. Zecca received his Bachelor of Science degree from Cornell University and his Juris Doctor from the University of California, Hastings College of the Law.