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Sanctioning

 

An investigation that concludes that a market participant has violated the rules can be sanctioned by Nasdaq Oslo ASA, by either:

  • an oral warning,
  • a warning in writing,
  • a violation charge on the market participant of up to NOK 2 500 000

 

In cases where the market participant does not comply with the duty to provide information on request by Nasdaq Commodities in relation to investigations, Nasdaq Commodities may impose a daily charge until the information is provided.

Market Surveillance regularly publishes reports for the previous period, which can be found on the Reports -page. Any sanctions imposed will be published after taking effect.
 

 

Sanctions

 

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