News & Consultations
May 15, 2013
NASDAQ OMX Derivatives Markets
The Rules and Regulations of NASDAQ OMX Derivatives Markets have been updated with effect from 15 May 2013. For more information about the changes please click here.
May 6, 2013
Copenhagen
“Rules for issuers of shares”:
Changes to the NASDAQ OMX Copenhagen “Rules for issuers of shares” enters into force with effect from June 1, 2013. For more details on the changes, please see regulatory notice (Danish version/English version) and the mark-up version of the rules (Danish version/English version).
“Rules for issuers of bonds”:
Changes to the NASDAQ OMX Copenhagen “Rules for issuers of bonds” enters into force with effect from June 1, 2013. For more details on the changes, please see regulatory notice (Danish version/English version) and the mark-up version of the rules (Danish version/English version).
May 6, 2013
NASDAQ OMX INET Nordic Market Model
INET Nordic Market Model 2.16.b, valid from 6 May 2013.
April 15, 2013
NASDAQ OMX INET Nordic Reporting Guideline
Updated Reporting Guideline, (Members’ On Exchange trade and Members’ and Non-Members’ OTC trade Reporting) version 1.4, comes into effect on April 29, 2013. The non-material changes relate to adjustment of trade type names in different documents and in the Genium Consolidated Feed.
March 25, 2013
NASDAQ OMX Derivatives Markets
The Rules and Regulations of NASDAQ OMX Derivatives Markets have been updated in accordance with information previously made available (see News and consultations, January 31 and March 8, 2013).
Please note that in connection with the rule update, NASDAQ OMX discontinues the publication of a Swedish language version of the Rules.
The rule update includes changes to the form Customer Agreements B (for Direct Pledging Customers). NASDAQ OMX confirms that Clearing Members are not in breach of their obligations under the Member Agreement as a consequence of not entering into new Customer Agreements B with Direct Pledging Customers that have previously entered into older versions of such Customer Agreements with such Clearing Member.
In addition to the abovementioned changes, NASDAQ OMX also implements a new functionality in Genium INET Market Model – a price order limit control – with effect from March 25, 2013. The new functionality is implemented in order to improve the quality of the order book. For more information about the changes, click here. Please find the updated Chapter 2 and the Genium INET Market Model here below:
Chapter 2 (with track changes)
Genium INET Market Model
March 19, 2013
NASDAQ OMX INET Nordic Market Model
INET Nordic Market Model version 2.16 including an updated Tick-size for Index funds, NOK and some other minor clarifications, valid from 19 March 2013.
March 8, 2013
NASDAQ OMX Derivatives Markets
NASDAQ OMX publishes the final updated Rules and Regulations of NASDAQ OMX Derivatives Markets in relation to its new Collateral Management Service (CMS) and revised account structure with improved segregation and portability.
For the main changes made in connection with the final and formal consultation please click here.
The updated Rules will be implemented on 25 March 2013, but will, with the exception of Chapter 1, only apply to the individual Clearing Member or Direct Pledging Customer once it has migrated to the new CMS.
Please find links to the final updated Rules and Regulations below. Where changes have been made compared to the versions made public on January 31, 2013, track changes versions are also provided.
Chap 1. General Regulations (with track changes)
Chap 3. Clearing Regulations (with track changes)
DEFINITIONS
Appendix 1.
Exchange and Clearing Member Agreement (with track changes)
Appendix 2.
Customer Agreement B1
Customer Agreement B2
Appendix 29.
Supplement default rules for Contract Recorded on Segregated Accounts
Appendix 30.
Supplement default rules for Contract Recorded on a Direct Pledge Account
February 18, 2013
NASDAQ OMX INET Nordic Market Model
INET Nordic Market Model 2.15, valid from 18 February 2013.
February 8, 2013
NASDAQ OMX Derivatives Markets
The Rules and Regulations of NASDAQ OMX Derivatives Markets have updated Chapter 4 (ii) effective from 8 February 2013. For more information about the changes with track changes and the final version click here below;
Chap. 4 (ii), CONTRACT SPECIFICATIONS Part II (with track changes).
Kap. 4 (ii), KONTRAKTSSPECIFIKATIONER Del II (with track changes).
February 1, 2013
NASDAQ OMX Nordic Member Rules
Updated trading rulebook, NASDAQ OMX Nordic Member Rules (“NMR”), version 1.9, comes into effect on February 1, 2013. The changes relate to the introduction of a new routing strategy (“NMID”), which will also be taken into account in the new NASDAQ OMX INET Nordic Market Model, version 2.14.
January 31, 2013
The updated Rules of the Stock Exchange (version in Finnish) are in force as of 31 January, 2013. The changes relate to the harmonization of certain disclosure requirements with the new securities markets legislation. This rule update is separate from the general (structural) reform of the Rules of the Stock Exchange. The entirely new rulebook will enter into force in accordance with the transition period set in the Act on Trading in Financial Instruments i.e. on 1 July, at the latest.
January 31, 2013
NASDAQ OMX Derivatives Markets
NASDAQ OMX publishes the final proposal for updated Rules and Regulations of NASDAQ OMX Derivatives Markets in relation to its new Collateral Management Service (CMS) and revised account structure with improved segregation and portability. Please click the links below:
Suggestions for changes to the Rules and Regulations in summary
Chap 1. General Regulations (with track changes)
Chap 3. Clearing Regulations (with track changes)
DEFINITIONS (with track changes)
Appendix 1.
Exchange and Clearing Member Agreement (with track changes)
Appendix 2.
Customer Agreement B1 (with track changes)
Customer Agreement B2 (with track changes)
Appendix 29.
Supplement default rules for Contract Recorded on Segregated Accounts
Appendix 30.
Supplement default rules for Contract Recorded on a Direct Pledge Account
January 2, 2013
NASDAQ OMX Derivatives Markets
The Rules and Regulations of NASDAQ OMX Derivatives Markets have been updated effective from 2 January 2013. For more information about the changes, click here.
December 10, 2012
INET Nordic Market Model 2.13, valid from 10 December 2012.
December 7, 2012
First North Bond Market
The Rules and Regulations of the new market First North Bond Market have been published with effect from 7 December 2012.
November 26, 2012
NASDAQ OMX Derivatives Markets
The Rules and Regulations of NASDAQ OMX Derivatives Markets have been updated effective from 26 November 2012. For more information about the changes click here and here.
News & consultations archive
All below files are provided in PDF format
