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Listing Forms

Please find below, all necessary forms and other relevant documents related to listings and issuer specific matters on Nasdaq Nordic.

Please note that the harmonized Nordic forms are set out below under the heading “General forms”. For specific local forms, please refer to relevant exchange and thereto adherent documentation.

General Forms

First North Equities

Applications and Agreements

In order to join First North or become a Certified Adviser (CA), applications have to be signed and submitted to the Exchange.

All forms that are included in the application for a new listing on First North shall go through the Nasdaq Listing Center. Other application forms can be found below.

 

Appendix A - Application CA

Liite A - Hakemus Hyväksytyksi Neuvonantajaksi

   
 

Liite B - Hakemus Yhtiölle

   

Appendix C - Agreement Between CA and Company

Liite C - Hyväksytyn Neuvonantajan ja Yhtiön välinen sopimus

   

Liite D - Uusi yhtiö kaupankäynnin kohteeksi

   

Appendix E - New or Changes in Contact

 

Liite E - Uudet yhteyshenkilöt ja yhteyshenkilömuutokset

   

Liite F - ICB-toimialaluokitus

   

Appendix G - Disclaimer

Liite G - Hallituksen vastuulausunto ja First North vastuuvapauslauseke

   

Appendix H - Acceptance Form for the Use of Personal Data

 

Liite H - Henkilötietolomake

   

Appendix K - Application for trading on First North Premier

 

Liite K - Hakemus Yhtiölle First North Premier

   

Company Logo Authorization Form

   

Laskutustietolomake

   

Yhtiöesitteen tarkistuslista

   

Ansvarsförsäkran från Styrelsen

   
   

Information to the Market

The Company shall notify the Certified Adviser in respect of main changes, new interim shares, equity rights and other similar events using the templates presented below. The Certified Adviser is responsible for notifying the Exchange which undertakes to disseminate the information to the market. The templates below should be completed by the Certified Adviser and submitted to First North, iss@nasdaq.com as soon as possible, not later than five days in advance when it regards listing of a new trading instrument.

   

Delisting Company

   

Delisting BTA

   

Name Change of Company

   

Change of Certified Adviser

   

ICB Appeal

   

ISIN Change

   

New Equity Right for Trading

   

Trading in TR and BTA

   

Trading in UR and BTU

   

 

Last Day of Trading Option Right

 

Other

Below retains the Companys insider register rules for First North companies.

   

Insider Register First North

Bolagets insiderregister

 

Nasdaq Stockholm - Stockholmsbörsen

Nasdaq Iceland - Kauphöll Íslands

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