NASDAQ OMX - Listing - First North

Language help

Language overview:


	English
	Swedish
	Finnish
	Danish
	Norwegian
	Icelandic

Language:

Information to the market

The Company shall notify the Certified Adviser in respect of main changes, new interim shares, equity rights and other similar events using the templates presented below. The Certified Adviser is responsible for notifying the Exchange which undertakes to disseminate the information to the market. The templates below should be completed by the Certified Adviser and submitted to First North, listings@nasdaqomx.com as soon as possible, not later than five days in advance when it regards listing of a new trading instrument.

New Share for trading
Delisting company
Delisting BTA
Name change of company
Change of Certified Adviser
ICB Appeal
New equity right for trading
Appendix L - Trading in TR, UR and BTA
Last day of trading Option Right

Applications and agreements

In order to join First North or become a Certified Adviser (CA), applications have to be signed and submitted to the Exchange. The application forms can be found below.

Appendix A - Application CA
Appendix B - Application Company
Appendix C- Agreement between CA and company
Appendix E - New or changes in Contact
Appendix F - ICB
Appendix G - Disclaimer and Libility statement
Appendix H - Acceptance form for the use of personal data
Appendix K- Application to First North Premier
Billing form
Checklist Company Description
Certificate of Distribution
Logo Authorization form

First North Rulebook - Effective April 4 2011

Other

Below retains the Companys insider register rules for First North companies.

Insider Register First North

First North Rulebook

The Rulebook is the same in all First North markets, except for a few, smaller differences due to national law. This also means that Certified Advisers with offices in more than one of the countries can easily expand their CA business to the other countries.

2011

The latest version of the First North Rulebook as well as information about the changes to the Rulebook are found from Rules & Regulations.

Read the latest version of the First North Rulebook here »

Stockholm

Helsinki

Copenhagen

Iceland

International