Issue - No. 2:2013Download full issue
Highlights from this issue
Regulators challenge compliance and surveillance professionals to link huge volumes of unstructured electronic communications data with trading activity.
Powering Up for Big Compliance
Europe's power markets prepare to comply with new market surveillance mandates.
Staying One Step Ahead
The financial industry must develop a strategy for thwarting advanced persistent cyber threats.
A Holistic View of Risk
An integrated governance, risk management and compliance (GRC) solution empowers exchanges and broker-dealers to track, measure and manage risk across the enterprise.
A Level Playing Field for Surveillance
View from John Zecca, Head of U.S. Market Regulation at NASDAQ OMX on subjecting all trading venues to the same rigorous transparency and market surveillance standards.
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