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Issue - No. 2:2013

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Highlights from this issue

Data Watching

Regulators challenge compliance and surveillance professionals to link huge volumes of unstructured electronic communications data with trading activity.

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Powering Up for Big Compliance

Europe's power markets prepare to comply with new market surveillance mandates.

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Staying One Step Ahead

The financial industry must develop a strategy for thwarting advanced persistent cyber threats.

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A Holistic View of Risk

An integrated governance, risk management and compliance (GRC) solution empowers exchanges and broker-dealers to track, measure and manage risk across the enterprise.

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A Level Playing Field for Surveillance

View from John Zecca, Head of U.S. Market Regulation at NASDAQ OMX on subjecting all trading venues to the same rigorous transparency and market surveillance standards.

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