nasdaqomx

 
 
 
 

Legal Framework

The legal documentation regarding trading membership at Nasdaq Oslo ASA is described in the trading rules, and the legal documentation regarding clearing membership at Nasdaq Clearing AB is described in the clearing rules.
 

Trading Rules

 

General Terms (2017-06-26)

 

Trading Appendices

 

1. Definitions (joint with Clearing Rules )    (2017-06-26)

2. Contract Specifications (joint with Clearing Rules) (2017-05-18)

3. Trading and Clearing Schedule (joint with Clearing Rules) (2016-04-25)

4. Trading Procedures   (2015-09-07)

5. ETS User Terms (2012-03-05)

6. Market Conduct Rules (joint with Clearing Rules)  (2016-11-21)

7. Fee List (joint with Clearing Rules (2017-06-26)

8. Block Trade Facility Procedure (2014-04-07)

 


Trading Agreements

A. Exchange Membership Agreement

B. Non-Clearing membership Agreement

C. Block Broker Membership Agreement 

 

 

Clearing Rules

 

General Terms        (2017-06-26)


Clearing Appendices

1. Definitions (joint with Trading Rules  (2017-06-26)

2. Contract Specifications (joint with Trading Rules) (2017-05-18)

2A. Contract Specifications (2015-09-16)

3. Trading and Clearing Schedule (joint with Trading Rules)  (2016-04-25)

4. Non Exchange Clearing Procedures  (2014-06-16)

5. Clearing System User Terms

6. Market Conduct Rules (joint with Trading Rules)  (2016-11-21)

7. Fee List (joint with Trading Rules)  (2017-06-26)

8. Membership Requirements

9. Default Fund Rules  (2014-04-07)

10. Collateral List  (valid 2017-07-06)

11. List of Approved Settlement Banks  (2016-06-09)

12. Supplemental default rules - Client Clearing Accounts  (2013-12-02)

13. Supplemental default rules - Clearing Clients (2013-12-02)

14. Block Trade, EFP and EFS Clearing Procedures (2014-06-16)

15. Third Party ExchangeTransaction Clearing Procedures (2015-04-15)

 


Clearing Agreements

A. General Clearing Membership Agreement

B. Clearing Membership Agreement

C. Clearing Client Agreement

D. N/A

E. N/A

F. Broker Agreement  (2014-04-07)

 

Other Legal Documents

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